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Employer firm

Pacific Financial Advisors CRD 154160

$110M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pacific Financial Advisors

11400 Se 8Th Av Se Suite 460, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-11-13
  • WA RA
    APPROVED
    Since 2023-11-13

Branch Locations

11400 Se 8Th Av Se Suite 460, Bellevue, WA 98004 • United States

Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2016-09-23
  • WA RA
    APPROVED
    Since 2016-09-23

Branch Locations

Issaquah, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nw Senior Resources, Dba Pacific Group Advisors Bellevue WA 01/1989 Present
Ae Wealth Kansas City KS 05/2016 09/2016
Retirement Wealth Advisors Bellevue WA 09/2016 Present
Stryde Cost Remediation, Dba Pacific Group Advisors Bellevue WA 05/2017 05/2018
Pacific Financial Advisors Bellevue WA 09/2023 Present
Brookstone Wealth Advisors, Llc Issaquah WA 09/2016 Present
  • 01/1989 → Present
    Nw Senior Resources, Dba Pacific Group Advisors
    Bellevue, WA
  • 05/2016 → 09/2016
    Ae Wealth
    Kansas City, KS
  • 09/2016 → Present
    Retirement Wealth Advisors
    Bellevue, WA
  • 05/2017 → 05/2018
    Stryde Cost Remediation, Dba Pacific Group Advisors
    Bellevue, WA
  • 09/2023 → Present
    Bellevue, WA
  • 09/2016 → Present
    Issaquah, WA
Previous Registrations
  • 2016-05-03 → 2016-09-20
    Bellevue, WA
  • 2012-04-20 → 2016-06-06
    Global Financial Private Capital, Inc.
    Bellevue, WA
    Sarasota, FL
Other Businesses

1) NW Senior Resources, DBA: Pacific Group Advisors, Investment-Related, 14410 Bel-Red Road, Bellevue, WA 98007, Co-Owner, Insurance Sales & Investment Advisory services, Start Date 01/1989, Hours Dedicated: 40 hrs per week, (17.5 hours per week during trading hours) Duties: Insurance Sales & Investment Advisory Services 2) Federal Employees Benefits Service; Investment Related; 110 S. Hersey Rd, Bloomington IL 61704; Insurance related consulting; Agent; Started 02/2020; 80 hours/month devoted; 0 hours/month devoted during securities trading hours; Prospecting, consulting and marketing retirement related insurance products to Federal employees.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-16
  • S65 Uniform Investment Adviser Law Examination
    2012-03-16

View on SEC IAPD

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