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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-05-06 |
| UT | RA | APPROVED | 2005-01-06 |
Branch Locations
11681 S 700 E Ste 100, Draper, UT 84020 • United States
Herriman, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | South Jordan | UT | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Draper | UT | 03/2020 | Present |
Business Ownership; New Wave Records; Owner / Manager of online CD and Record sales; Online CD and Record Store and Concert promotion; 5857 W Suffolk View Ln, , Herriman, UT, 84096; Not Investment-Related; 06/01/1995; 10 to 19 hours per month; 0 during trading hours / New Wave Marketing; Owner and President; S Corp set up to manage Business expenses and Real Estate expenses for my Ameriprise Financial Planning Practice. May also assign Advisory Fees or Wrap Fees to New Wave Marketing for Non-Securities related Business activities. Also, owner and manager of my other business my online record store New Wave Records. New Wave Records is a DBA of New Wave Marketing.; 5857 W Suffolk View Ln, , Herriman, UT, 84096; Not Investment-Related; 12/09/2010; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; Barbecue catering; As part of my slcfood business I will be also selling BBQ primarily on weekends at Farmers Markets, County Fairs, at competitions, and catering small events.; 5857 W Suffolk View Ln, , Herriman, UT, 84096; Not Investment-Related; 03/01/2022; 1 to 9 hours per month; 0 during trading hours / Slcfood; Slcfood is an Instagram page where I post pictures of items I cook and also review restaurants and food related items. I may receive cash or non-cash compensation for reviewing restaurants or food related items.; 5857 W Suffolk View Ln, , Herriman, UT, 84096; Not Investment-Related; 05/13/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-03 |
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