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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Roseville | CA | 08/2015 | 03/2018 |
| Td Ameritrade Investment Management, Llc | Roseville | CA | 09/2015 | 03/2018 |
| Jp Morgan Chase Bank, N.A. | Marysville | CA | 03/2018 | Present |
| Jp Morgan Securities, Llc | Marysville | CA | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-22 |
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