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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2014-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2012 | Present |
| Northwestern Mutual Investment Services, Llc | New Britain | PA | 05/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1) LIFESPRING MUSIC, LLC, NOT INVESTMENT-RELATED, 523 SHOEMAKER DRIVE, FOUNTAINVILLE, PA 18923, PRESIDENT AND TREASURER, START DATE 1/1/2007, MUSIC PRODUCTION, LESS THAN 1 HOUR PER MONTH 2) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 3) OWNER, MICAH 6:8 HOLDINGS, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 9/14/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 4) 100% OWNER, MATTHEW 25:21 ENTERPRISES, LLC, LEGAL ENTITY, START DATE: 09/14/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-02 |
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