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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

Verona, WI • United States

1600 Aspen Commons Suite 900, Middleton, WI 53562-4718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Middleton WI 06/2013 Present
Steven H Kosnick Middleton WI 02/2014 10/2016
Joshua Kosnick Middleton WI 11/2016 12/2021
Sandy Botcher Middleton WI 12/2021 Present
  • 06/2013 → Present
    Middleton, WI
  • 02/2014 → 10/2016
    Steven H Kosnick
    Middleton, WI
  • 11/2016 → 12/2021
    Joshua Kosnick
    Middleton, WI
  • 12/2021 → Present
    Sandy Botcher
    Middleton, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-09
S63 Uniform Securities Agent State Law Examination 2013-09-19
  • S66 Uniform Combined State Law Examination
    2014-09-09
  • S63 Uniform Securities Agent State Law Examination
    2013-09-19

View on SEC IAPD

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