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4700 Hixson Pike, Hixson, TN 37343-4806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Tennessee Brokerage, Inc. | Cleveland | TN | 09/2011 | 10/2021 |
| Equitable Advisors Llc | New York | NY | 10/2021 | 03/2024 |
| Franklin Wealth Management | Hixson | TN | 03/2024 | Present |
(1)Kidney Foundation of Chattanooga; not investment related; 931 McCallie Ave Chattanooga, TN 37403; Board of Director; Started 8/27/21; dialysis and living expenses and care, 4 hours devoted per month. Not investment related. (2) Southeast Chapter American Red Cross ,4115 S. Access Road, Chattanooga, TN 37406. Board member. Disaster relief and community services, Started 07/13/2018, Review performance of objectives of the local chapter, assist with planning fund-raising activities, volunteer, recruit volunteers. 4 hours devoted per month. Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-03 |
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