Cary Robert Wood

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 09/2025
  Army National Guard
  Dallas / Fort Worth, TX
• 12/2015 → 12/2017
  Morgan Stanley
  Bloomington, MN
• 03/2018 → 11/2018
  Rbc Capital Markets, Llc.
  Edina, MN
• 01/2019 → 08/2019
  Ubs Financial Services Inc.
  Wayzata, MN
• 10/2019 → 03/2020
  Ameriprise Financial Services Inc.
  Frisco, TX
• 04/2024 → 09/2025
  Osaic Wealth, Inc.
  Bedford, TX
• 09/2025 → Present
  Rbc Capital Markets, Llc
  Frisco, TX
• 02/2026 → Present
  City National Bank
  Frisco, TX

Previous Registrations

• 2019-10-02 → 2020-03-25
  Ameriprise Financial Services, Llc
  Frisco, TX
• 2019-01-31 → 2019-08-15
  Ubs Financial Services Inc.
  Wayzata, MN
• 2018-03-06 → 2018-11-27
  Rbc Capital Markets, Llc
  Edina, MN
• 2016-02-26 → 2017-11-29
  Morgan Stanley
  Bloomington, MN
• 2013-07-05 → 2013-10-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saint Paul, MN
• 2012-10-02 → 2012-11-13
  Edward Jones
  St Louis, MO
  Roseville, MN

Other Businesses

(1) NAME OF ENTITY: The United States Army ADDRESS: 10949 Aerospace Ave Houston TX 77034 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Government Institution START DATE:01/03/2011 CAPACITY: Army Officer - Captain DUTIES: Army Officer in the National Guard, (1) one weekend a month obligation, salary based, non-financial services related HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: Stay In The Fight Veterans Foundation ADDRESS: 3241 New Hope Rd, Aubrey, Texas 76227 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Mar 12, 2026 CAPACITY: Board of Directors DUTIES: Help plan veteran-oriented events for disabled veterans seeking Equine Therapy. Provide knowledge of veteran concerns and issues. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2025-08-29

Other Names

• Cary Robert Wood
• Cary R Wood
• Cary Wood