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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-20
TX RA APPROVED 2023-06-20
  • NJ RA
    APPROVED
    Since 2023-06-20
  • TX RA
    APPROVED
    Since 2023-06-20

Branch Locations

258 Bridge St, Metuchen, NJ 08840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Metuchen NJ 05/2016 06/2023
Kestra Investment Services, Llc Metuchen NJ 10/2014 06/2023
Lpl Financial Llc Metuchen NJ 06/2023 Present
Previous Registrations
Other Businesses

1) 5/12/2023- Sopher Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s)- 160hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-25
  • S66 Uniform Combined State Law Examination
    2016-05-25
Designations
Other Names
  • Bobby Sopher

View on SEC IAPD

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