Daniel R Sopher

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 06/2023
  Kestra Advisory Services, Llc
  Metuchen, NJ
• 10/2014 → 06/2023
  Kestra Investment Services, Llc
  Metuchen, NJ
• 06/2023 → Present
  Lpl Financial Llc
  Metuchen, NJ

Previous Registrations

• 2016-05-31 → 2023-06-20
  Kestra Advisory Services, Llc
  Metuchen, NJ

Other Businesses

1) 5/12/2023- Sopher Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s)- 160hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2016-05-25

Designations

• Certified Financial Planner

Other Names

• Bobby Sopher