Mackenzie C Rickman

Employer firm

Naples Wealth Planning CRD 330316

$227M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 03/2017
  Stifel Nicolaus & Co Inc
  Columbia, MO
• 04/2017 → 10/2020
  Capital Wealth Planning, Llc
  Naples, FL
• 10/2017 → 10/2020
  Captialrock Financial, Llc D/B/A Naples Wealth Planning
  Naples, FL
• 10/2020 → 07/2023
  Laidlaw Wealth Management Dba Naples Wealth Planning
  Naples, FL
• 01/2019 → Present
  Naples Insurance Strategies, Llc
  Naples, FL
• 07/2023 → Present
  Imprint Wealth Llc D/B/A Naples Wealth Strategies
  Naples, FL

Previous Registrations

• 2024-07-02 → 2024-09-30
  Imprint Wealth Llc
  Mount Pleasant, SC
  Naples, FL
• 2023-07-14 → 2024-06-17
  Imprint Wealth Llc
  Mount Pleasant, SC
  Naples, FL
• 2020-10-22 → 2023-08-04
  Laidlaw Wealth Management Llc
  Naples, FL
• 2017-12-05 → 2020-12-31
  Capitalrock Financial, Llc
  Naples, FL
• 2017-06-08 → 2020-12-15
  Capital Wealth Planning, Llc
  Naples, FL
• 2017-12-05 → 2017-12-31
  Capitalrock Financial, Llc
  Naples, FL
• 2009-12-18 → 2017-04-07
  Stifel, Nicolaus & Company, Incorporated
  Columbia, MO
• 2001-04-17 → 2004-12-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, MO

Other Businesses

Naples Insurance Strategies, Insurance Agent, Same Address, Started January 2019, Investment Related, 4 hours a month all during securities hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-07-19

Designations

• Certified Financial Planner