Mackenzie C Rickman

3301 Bonita Beach Road Suite 308, Bonita Springs, FL 34103 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Columbia	MO	10/2008	03/2017
Capital Wealth Planning, Llc	Naples	FL	04/2017	10/2020
Captialrock Financial, Llc D/B/A Naples Wealth Planning	Naples	FL	10/2017	10/2020
Laidlaw Wealth Management Dba Naples Wealth Planning	Naples	FL	10/2020	07/2023
Naples Insurance Strategies, Llc	Naples	FL	01/2019	Present
Imprint Wealth Llc D/B/A Naples Wealth Strategies	Naples	FL	07/2023	Present

10/2008 → 03/2017

Stifel Nicolaus & Co Inc

Columbia, MO
04/2017 → 10/2020

Capital Wealth Planning, Llc

Naples, FL
10/2017 → 10/2020

Captialrock Financial, Llc D/B/A Naples Wealth Planning

Naples, FL
10/2020 → 07/2023

Laidlaw Wealth Management Dba Naples Wealth Planning

Naples, FL
01/2019 → Present

Naples Insurance Strategies, Llc

Naples, FL
07/2023 → Present

Imprint Wealth Llc D/B/A Naples Wealth Strategies

Naples, FL

2024-07-02 → 2024-09-30

Imprint Wealth Llc

Mount Pleasant, SC

Naples, FL
2023-07-14 → 2024-06-17

Imprint Wealth Llc

Mount Pleasant, SC

Naples, FL
2020-10-22 → 2023-08-04

Laidlaw Wealth Management Llc

Naples, FL
2017-12-05 → 2020-12-31

Capitalrock Financial, Llc

Naples, FL
2017-06-08 → 2020-12-15

Capital Wealth Planning, Llc

Naples, FL
2017-12-05 → 2017-12-31

Capitalrock Financial, Llc

Naples, FL
2009-12-18 → 2017-04-07

Stifel, Nicolaus & Company, Incorporated

Columbia, MO
2001-04-17 → 2004-12-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MO

Naples Insurance Strategies, Insurance Agent, Same Address, Started January 2019, Investment Related, 4 hours a month all during securities hours.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-19

Other Firms