Nelson Bradley Thompson

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-23
NC	RA	APPROVED	2012-07-16

TX RA
APPROVED_RES

Since 2020-04-23
NC RA
APPROVED

Since 2012-07-16

Branch Locations

Kannapolis, NC • United States

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Charlotte	NC	04/2012	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

04/2012 → Present

Morgan Stanley Smith Barney

Charlotte, NC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

BUSINESS / COMPANY; EMPOLOYEE; COMPANY NAME -AMANDA THOMPSON DESIGN; ART PURCHASES AND DESIGN OF CUSTOM JEWELRY; AS OF 07/2014; AFTER BUINSESS HOURS 4.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-13

S66 Uniform Combined State Law Examination

2012-07-13

Other Names

Nelson Bradley Thompson Jr

View on SEC IAPD