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Employer firm

Blackrock Investment Management, LLC CRD 108928

$677B regulatory AUM 81 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-02-06
NJ RA APPROVED 2017-02-01
  • MA RA
    APPROVED
    Since 2017-02-06
  • NJ RA
    APPROVED
    Since 2017-02-01

Branch Locations

Walpole, MA • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Institutional Services Company, Inc. Smithfield RI 08/2013 12/2016
Blackrock Boston MA 01/2017 Present
Blackrock Investments, Llc Boston MA 01/2017 Present
  • 08/2013 → 12/2016
    Fidelity Investments Institutional Services Company, Inc.
    Smithfield, RI
  • 01/2017 → Present
    Blackrock
    Boston, MA
  • 01/2017 → Present
    Blackrock Investments, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-31
S66 Uniform Combined State Law Examination 2012-12-22
S63 Uniform Securities Agent State Law Examination 2012-06-16
  • S65 Uniform Investment Adviser Law Examination
    2017-01-31
  • S66 Uniform Combined State Law Examination
    2012-12-22
  • S63 Uniform Securities Agent State Law Examination
    2012-06-16

View on SEC IAPD

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