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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-03
  • CA RA
    APPROVED
    Since 2023-05-03

Branch Locations

73130 El Paseo Suite O, Palm Desert, CA 92260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Palm Desert CA 02/2023 Present
Unemployed Indio CA 01/2023 02/2023
Athenian Venture Partners Athens OH 10/2002 12/2022
  • 02/2023 → Present
    Palm Desert, CA
  • 01/2023 → 02/2023
    Unemployed
    Indio, CA
  • 10/2002 → 12/2022
    Athenian Venture Partners
    Athens, OH
Other Businesses

(1)Name of Business: Magic Mitch Karaoke Address: 80424 Amazon Ave, Indio, CA, 92201, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/18/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: provide Karaoke services for private events (birthdays, weddings, bachelorette parties, reunions, etc.) and corporate functions (off site gatherings/seminars, team building events, milestone celebrations, etc.) (2)Flex Funding Group investment related PO Box 299, Seahurst, WA 98062 provides construction and bridge loans to real estate developers Position: Limited Partner started: 01/2010 0 hrs/month (I am a limited partner with no active involvement in the company) I have no duties or responsibilities, this is a passive investment. The business is managed by the general partner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-25
  • S66 Uniform Combined State Law Examination
    2023-04-25
Designations
Other Names
  • Mitchell Rosich
  • Mitch Rosich

View on SEC IAPD

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