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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-07-19 |
| TX | RA | APPROVED | 2024-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greensburg | PA | 04/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greensburg | PA | 11/2016 | 07/2024 |
| Wells Fargo Advisors Financial Network, Llc | Greensburg | PA | 07/2024 | Present |
HIGHLANDS WEALTH MANAGEMENT LLC, INV RELATED, GREENSBURG, PA, 9% OWNERSHIP, START 2/21/2024, 160 HOURS PER MONTH, 100 HOURS DURING TRADING, FINET PRACTICE. VICTOR M. FIANO III LLC, INV RELATED, GREENSBURG, PA, 100% OWNERSHIP, START 7/25/2024, 1200 HOURS PER MONTH, 1200 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-14 |
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