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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-05-15 |
Branch Locations
1048 116Th Ave Ne, Bellevue, WA 98004 • United States
690 Strander Blvd, Tukwila, WA 98188 • United States
10724 5Th Ave Ne, Seattle, WA 98125 • United States
1320 Madison Street, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 01/2015 | 05/2025 |
| Lpl Financial Llc | Seattle | WA | 05/2025 | Present |
| Salal Credit Union | Seattle | WA | 05/2025 | Present |
1. 05/15/2025-Investment products and services are offered through LPL Financial LLC using the DBA/trade name Salal Investment Services- - INV Related- At Reported Business Location(s)- Start date 05/16/2025- 160 Hours Per Month- 160 Hours Per Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-23 |
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