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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2012 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Ciampi Financial Services | Cheshire | CT | 12/2025 | 08/2026 |
| Ciampi Wealth Management Corp. | Cheshire | CT | 08/2026 | Present |
(1) NAME OF OTHER BUSINESS: SD & SF LLC DBA KNIT & PEARLS ; INVESTMENT RELATED: NO; ADDRESS: 395 WEST AVON RD AVON, CT 06001 ; NATURE OF BUSINESS: RETAIL BUSINESS ; START DATE: 5/2021 ; POSITION/TITLE/RELATIONSHIP: PARTNER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SELLS YARN AND KNITTING ACCESSORIES, NO DAY TO DAY DUTIES ; (2) NAME OF OTHER BUSINESS: CIAMPI WEALTH MANAGEMENT CORP. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-05-13 |
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