Inactive

Steven Michael Backus

Fisher Investments

CRD 6055926

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-03-12
TX	RA	APPROVED	2026-03-12

OH RA
APPROVED

Since 2026-03-12
TX RA
APPROVED

Since 2026-03-12

Branch Locations

Plain City, OH • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Investment Management Inc.	Columbus	OH	02/2016	Present
J.P. Morgan Institutional Investments Inc.	Columbus	OH	02/2016	Present
Fisher Investments	Plain City	OH	03/2026	Present

02/2016 → Present

Jpmorgan Investment Management Inc.

Columbus, OH
02/2016 → Present

J.P. Morgan Institutional Investments Inc.

Columbus, OH
03/2026 → Present

Fisher Investments

Plain City, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-02-19
S63	Uniform Securities Agent State Law Examination	2013-03-05

S65 Uniform Investment Adviser Law Examination

2026-02-19
S63 Uniform Securities Agent State Law Examination

2013-03-05

Other Names

Steven M Backus
Steven M Backus

View on SEC IAPD

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