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222 S. Mill Avenue #800, Tempe, AZ 85281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| AZ | RA | APPROVED | 2021-08-20 |
| ID | RA | APPROVED | 2021-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harding Wealth Inc. | Scottsdale | AZ | 02/2016 | Present |
Finance Chair - Arizona Literacy and Learning Center (non-profit, no compensation) Part Time Instructor, UCLA Extension, 10995 Le Conte Avenue, Suite 515 Los Angeles, California 90024-2883, Start date with business : 2018-01-01, Teach various investment-related educational courses. The content does not endorse any product or service and is intended solely to build participant's knowledge and understanding of investing and financial planning concepts so that they may advocate on their own behalf. Hours devoted to business outside trading hours : 6. Independent licensed insurance agent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-01 |
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