Christopher Thomas Varga

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 09/2019
  Cadaret, Grant & Co., Inc.
  South Bend, IN
• 04/2012 → Present
  Financial Associates
  South Bend, IN
• 09/2019 → Present
  Lpl Financial Llc
  South Bend, IN

Previous Registrations

• 2013-05-24 → 2019-09-27
  Cadaret, Grant & Co., Inc.
  South Bend, IN

Other Businesses

1. 9/26/2019 - FINANCIAL ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/1/2019 - 120 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 1/14/2020 - GNLT5 LLC - Investment Related - 53700 Generations Dr. South Bend IN 46635 - Real Estate Rental - Started 12/20/2019 - 0 Hours Per Month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-05-22
• S63 Uniform Securities Agent State Law Examination
  2012-06-14