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Current Employers
Liberty One Investment Management

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-10-10
  • KY RA
    APPROVED
    Since 2022-10-10

Branch Locations

Covington, KY • United States

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orion Portfolio Solutions, Llc Omaha NE 09/2014 09/2022
Brinker Capital Securities Berwyn PA 11/2021 09/2022
Liberty One Investment Management, Llc Libertyville IL 10/2022 Present
  • 09/2014 → 09/2022
    Orion Portfolio Solutions, Llc
    Omaha, NE
  • 11/2021 → 09/2022
    Brinker Capital Securities
    Berwyn, PA
  • 10/2022 → Present
    Liberty One Investment Management, Llc
    Libertyville, IL
Previous Registrations
  • 2019-08-19 → 2022-09-20
    Orion Portfolio Solutions, Llc
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-16
  • S65 Uniform Investment Adviser Law Examination
    2019-08-16

View on SEC IAPD

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