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6300 Bee Cave Road Building One, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-22 |
Branch Locations
1515 South Tryon St, Charlotte, NC 28203 • United States
6300 Bee Cave Road Building One, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foreside Fund Services, Llc | Philadelphia | PA | 09/2015 | 03/2017 |
| Penn Capital Management Company, Inc. | Philadelphia | PA | 08/2015 | 03/2017 |
| Dimensional Fund Advisors | Austin | TX | 04/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-11-23 |
| S65 | Uniform Investment Adviser Law Examination | 2012-06-11 |
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