Best Investors Account Sign in
Current Employers
Dimensional Fund Advisors Lp

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-22
  • TX RA
    APPROVED
    Since 2017-06-22

Branch Locations

1515 South Tryon St, Charlotte, NC 28203 • United States

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foreside Fund Services, Llc Philadelphia PA 09/2015 03/2017
Penn Capital Management Company, Inc. Philadelphia PA 08/2015 03/2017
Dimensional Fund Advisors Austin TX 04/2017 Present
  • 09/2015 → 03/2017
    Foreside Fund Services, Llc
    Philadelphia, PA
  • 08/2015 → 03/2017
    Penn Capital Management Company, Inc.
    Philadelphia, PA
  • 04/2017 → Present
    Dimensional Fund Advisors
    Austin, TX
Previous Registrations
  • 2012-06-12 → 2015-11-02
    Wiley Group
    West Conshohocken, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-11-23
S65 Uniform Investment Adviser Law Examination 2012-06-11
  • S63 Uniform Securities Agent State Law Examination
    2015-11-23
  • S65 Uniform Investment Adviser Law Examination
    2012-06-11
Other Names
  • Erin Catherine Searl

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor