Jonathan Gregory Schaeffer

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 08/2017
  Bank Of America, N.A.
  San Juan Capistrano, CA
• 06/2016 → 08/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Juan Capistrano, CA
• 06/2019 → 10/2019
  The Ayco Company, L.P./Mercer Allied
  Irvine, CA
• 09/2017 → 05/2019
  Unemployed
  Tustin, CA
• 08/2021 → 05/2022
  Advantage Resourcing - Deutsche Bank
  Santa Ana, CA
• 05/2022 → Present
  Applied Financial Planning
  Irvine, CA
• 10/2019 → 08/2021
  Unemployed
  Tustin, CA
• 10/2022 → 08/2026
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2022 → 10/2022
  Cetera Advisor Networks
  El Segundo, CA
• 06/2022 → Present
  Cwm, Llc
  Omaha, NE

Previous Registrations

• 2019-06-17 → 2019-09-19
  Goldman Sachs Wealth Services, L.P.
  Irvine, CA
• 2016-06-13 → 2017-08-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mission Viejo, CA
  San Juan Capistrano, CA
• 2013-08-26 → 2015-10-22
  J.P. Morgan Securities Llc
  Tustin, CA
  Garden Grove, CA
  Irvine, CA
  West Orange, NJ
  Tustin, CA
  Anaheim, CA

Exams

• S66 Uniform Combined State Law Examination
  2023-05-18
• S63 Uniform Securities Agent State Law Examination
  2012-05-21

Other Names

• Jon Schaeffer
• Jonathan G Schaeffer
• Jonathan G Schaeffer
• Jonathan G Schaeffer
• Jonathan Gregory Schaeffer
• Jonathan Schaeffer