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Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-11
NV RA APPROVED 2014-07-23
  • TX RA
    APPROVED_RES
    Since 2019-02-11
  • NV RA
    APPROVED
    Since 2014-07-23

Branch Locations

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Creative Planning Overland Park KS 07/2014 Present
Previous Registrations
  • 2005-04-14 → 2014-06-27
    Broomfield, CO
    Salt Lake City, UT
    Salt Lake City, UT
  • 2005-04-14 → 2007-03-28
    Fidelity Personal Trust Company, Fsb
    Salt Lake City, UT
Other Businesses

Astrid Realty, LLC; Henderson, NV; Not investment related; Nature of business is Real Estate; Position: Manager; Start date: 7/1/20; 0 hours per month and 0 hours per month during trading hours. No duties performed, wife's real estate business added for tax filing purpose only.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-02
S63 Uniform Securities Agent State Law Examination 2000-07-06
  • S66 Uniform Combined State Law Examination
    2005-04-02
  • S63 Uniform Securities Agent State Law Examination
    2000-07-06

View on SEC IAPD

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