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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-05-19
  • IA RA
    APPROVED
    Since 2020-05-19

Branch Locations

2229 E Grantview Lane #1, Coralville, IA 52241 • United States

405 E 5Th St., Solon, IA 52333 • United States

200 S Cherry St., Mechanicsville, IA 52306 • United States

302 Hwy 1 Se, Mt Vernon, IA 52314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Business & Financial Strategies Coralville IA 05/2011 Present
Business - Financial Strategies Coralville IA 11/2012 01/2019
Siegel & Handley Rentals Llc North Liberty IA 01/2013 Present
Bridge Community Bank Invesment Services Mt. Vernon IA 07/2014 Present
Voya Financial Advisors Coralville IA 09/2014 05/2020
Cambridge Investment Research, Inc. Fairfield IA 05/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2020 Present
Business And Financial Strategies Coralville IA 02/2019 Present
  • 05/2011 → Present
    Business & Financial Strategies
    Coralville, IA
  • 11/2012 → 01/2019
    Business - Financial Strategies
    Coralville, IA
  • 01/2013 → Present
    Siegel & Handley Rentals Llc
    North Liberty, IA
  • 07/2014 → Present
    Bridge Community Bank Invesment Services
    Mt. Vernon, IA
  • 09/2014 → 05/2020
    Voya Financial Advisors
    Coralville, IA
  • 05/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2020 → Present
    Fairfield, IA
  • 02/2019 → Present
    Business And Financial Strategies
    Coralville, IA
Previous Registrations
  • 2014-08-01 → 2020-05-29
    Coralville, IA
    Cedar Rapids, IA
    Mt. Vernon, IA
    Solon, IA
    Mechanicsville, IA
    Des Moines, IA
    Cedar Rapids, IA
    Hiawatha, IA
    Cedar Rapids, IA
    Cedar Rapids, IA
Other Businesses

1) BCB INVESTMENT SERVICES, 2229 E GRANTVIEW LN, STE 1, CORALVILLE, IA, 06/2021, OWNER, DBA, INV REL, 10 HR/MO, 10 HR/MO TRADING. 2) BUSINESS AND FINANCIAL STRATEGIES, 2229 E GRANTVIEW LANE, STE 1, CORALVILLE, IA, 01/2019, OWNER, DBA, INV REL, 160 HR/MO, 130 HR/MO TRADING. 3) DALE HANDLEY, 2229 E GRANTVIEW LANE, STE 1, CORALVILLE, IA, 06/2014, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 32 HR/MO, 24 HR/MO TRADING. 4) BFS RE, LLC, 2229 E GRANTVIEW LANE, STE 1, CORALVILLE, IA, 02/2020, OWNER, REAL ESTATE, NIR, 2 HR/MO, 0 HR/MO TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 05/2020, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 6) H2K GROUP, LLC, 250 BLAIRS FERRY RD, UNIT A, PALO, IA, 09/2019, OWNER, RENTAL PROPERTIES, NIR, 4 HR/MO, 0 HR/MO TRADING. 7) SIEGEL AND HANDLEY RENTALS, LLC, 375 COLLINS RD NE, STE 120, CEDAR RAPIDS, IA, 01/2013, OWNER, RENTAL PROPERTIES, NIR, 5 HR/MO, 0 HR/MO TRADING. 8) BFS FAIRFIELD, LLC, 107 E WASHINGTON AVE, FAIRFIELD, IA, 01/2022, OWNER, DBA, NIR, 8 HR/MO, 4 HR/MO TRADING. 9) EIGHT WONDER, LLC, 1601 ELLIS BLVD NW, CEDAR RAPIDS, IA, 06/2021, PRESIDENT, REAL ESTATE RENTAL PROPERTY, NIR, 4 HR/MO, 0 HR/MO TRADING. 10) HP MIKES LLC, 3985 245th St Ext NE, Solon IA 52333, United States, 06/2023, Owner, Food/Beverage Services, NIR, 10 HR/MO, 0 HR/MO TRADING 11) BFS CORALVILLE, LLC, 2229 E GRANTVIEW LN, STE 2, CORALVILLE, IA, 01/2023, OWNER, BUSINESS ENTITY, INV REL, 30 HR/MO, 30 HR/MO TRADING. 12) HP MIKES LLC, 1415 TURKEY RUN NE, SOLON, IA, 06/2023, OWNER, RETAIL CHAIN, NIR, 10 HR/MO, 0 HR/MO TRADING. 13) BFS KALONA, LLC, 208 5TH ST, KALONA, IA, 01/2024. OWNER, DBA, INV REL, 5 HR/MO, 5 HR/MO TRADING. 14) BFS KALONA REAL ESTATE, LLC, 208 5TH ST, KALONA, IA, 01/2024, OWNER, REAL ESTATE, NIR, 1 HR/MO, 1 HR/MO TRADING. 15) DAVID R HANDLEY, 06/2023, SUCCESSOR EXECUTOR FOR LAST WILL AND TESTAMENT AND POA, POSITION OF TRUST, NIR, 0 HR/MO - 0 HR/MO TRADING. 16) JJP 2, LLC, 4140 Grand Ave, Des Moines IA 50312, 12/2024, Owner, Owner/Partner of a Business Entity, INV REL, 2 HR/MO, 1 HR/MO TRADING. 17) FINANCIAL INTEGRATORS, 4140 Grand Ave., Des Moines IA 50312, 01/2025, Partner, DBA Name, INV REL, 180 HR/MO, 140 HR/MO TRADING. 18) FWS LLC, 3985 245th St Ext NE, Solon IA 52333, United States, 01/01/2026, President, Owner/Partner of a Business Entity, NIR, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-25
S63 Uniform Securities Agent State Law Examination 2012-08-15
  • S66 Uniform Combined State Law Examination
    2014-07-25
  • S63 Uniform Securities Agent State Law Examination
    2012-08-15

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