Surai Basanow Quimby

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2012-09-24

CO RA
APPROVED

Since 2012-09-24

Branch Locations

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Aurora, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Glendale	CO	03/2012	Present
Tiaa	Glendale	CO	03/2012	Present

03/2012 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Glendale, CO
03/2012 → Present

Tiaa

Glendale, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-21

S66 Uniform Combined State Law Examination

2012-09-21

Other Names

Surai Sonia Basanow