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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-24 |
| TX | RA | APPROVED | 2023-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Newark | DE | 06/2011 | 11/2017 |
| J.P. Morgan Securities Llc | Irvine | CA | 05/2014 | Present |
| Jp Morgan Chase Bank, Na | Irvine | CA | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-21 |
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