Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-13 |
| FL | RA | APPROVED | 2018-01-09 |
| AL | RA | APPROVED | 2017-11-29 |
| GA | RA | APPROVED | 2017-11-29 |
| IL | RA | APPROVED | 2017-11-29 |
| KY | RA | APPROVED | 2017-11-29 |
| MD | RA | APPROVED | 2017-11-29 |
| MO | RA | APPROVED | 2017-11-29 |
| NJ | RA | APPROVED | 2017-11-29 |
| NC | RA | APPROVED | 2017-11-29 |
| PA | RA | APPROVED | 2017-11-29 |
| SC | RA | APPROVED | 2017-11-29 |
| VA | RA | APPROVED | 2017-11-29 |
| WV | RA | APPROVED | 2017-11-29 |
Branch Locations
2315 W Arbors Dr Ste 205, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 11/2017 | Present |
| National Planning Corporation | Charlotte | NC | 04/2012 | 11/2017 |
1. 11/29/2017 - MMCL Wealth Adivsors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Advisor - Start Date 9/2011 - 160 Hours Per Month. 2. 11/29/2017 - Ham Enterprises - Not Investment Related - Kiawah Island, SC - Real Estate Rental - Owner - Start Date 9/2012 - 1.5 Hours Per Month. 3. 11/29/2017 - MMCL Wealth Adivsors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 9/2011 - 160 Hours Per Month - MMCL Wealth Adivsors - health, life, and LTC. 4. 11/29/2017 - Ham Holdings, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date 1/2017 - Rental profits roll up to for tax and estate planning purposes. 5. 6/21/2018 - 63 persimmon llc - Not Investment Related - Kiawah Island, SC 29455 - Real Estate Rental - Start Date: 06/01/2018 - 4 Hours Per Month/0 Hours During Securities Trading - Rental property located on Kiawah Island SC, managed by Akers Ellis Real Estate. 6. 05/05/2023 - Piedmont Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 03/17/2023 - 1 Hours Per Month/0 Hours During Securities Trading 7. 03/07/2024 - Lafayette Life & National life Group - Non-Variable Insurance - Servicing Agent - Investment Related - At Reported Business Location(s) - Start Date 04/30/2023 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-10-27 |
| S65 | Uniform Investment Adviser Law Examination | 2011-04-14 |
Reach out to this advisor