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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-02 |
| CO | RA | APPROVED | 2017-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Englewood | CO | 03/2011 | Present |
| J.P. Morgan Securities Llc | Englewood | CO | 10/2012 | Present |
| Perry Dairy Real Estate Holdings, Llc. | Littleton | CO | 11/2018 | Present |
Entity Name: Jessica and Eric Faler Investment related: No "Address: AB 631 J B Pruitt Survey, TR 3A Murchison, TX 75778" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I recently purchased about 13 acres of farm land in East Texas. I am leasing it out for Agricultural use. The land will have cover crop planted yearly and run Black Angus Steers to feed out. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: PERRY DAIRY REAL ESTATE HOLDINGS, LLC. POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 11/19/2018 ADDRESS: 9757 Littleton CO DETAILS: Rental Property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-14 |
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