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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-02 |
| CA | RA | APPROVED | 2022-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Buena Park | CA | 10/2012 | 01/2022 |
| Jpmorgan Chase Bank, N.A | Long Beach | CA | 09/2015 | 01/2022 |
| Jpmorgan Chase Bank, N.A. | Buena Park | CA | 02/2022 | Present |
| J.P. Morgan Securities Llc | Buena Park | CA | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-21 |
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