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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-02
CA RA APPROVED 2022-03-10
  • TX RA
    APPROVED_RES
    Since 2023-08-02
  • CA RA
    APPROVED
    Since 2022-03-10

Branch Locations

7964 Beach Blvd., Buena Park, CA 90620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Buena Park CA 10/2012 01/2022
Jpmorgan Chase Bank, N.A Long Beach CA 09/2015 01/2022
Jpmorgan Chase Bank, N.A. Buena Park CA 02/2022 Present
J.P. Morgan Securities Llc Buena Park CA 02/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-13
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2020-01-13
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Shiela Ann Imperial Gonzales
  • Shiela I Gonzales
  • Shiela Ann I Gonzales
  • Shiela Ann Gonzales
  • Sheila Ann I. Gonzales
  • Shiela Ann Imperial Gonzales

View on SEC IAPD

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