Allen Harold Weingarten

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1978 → Present
  Rockoff Harlan Rasof Ltd.
  Schaumburg, IL
• 11/2003 → Present
  Rhr Wealth Management, Llc
  Schaumburg, IL
• 11/2009 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2011 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2017 → Present
  Kutchins, Robbin, Diamond, Ltd.
  Schaumburg, IL

Previous Registrations

• 2005-01-24 → 2010-11-03
  Rhr Wealth Management, Llc
  Skokie, IL

Other Businesses

1)RHR WEALTH MANAGEMENT, LLC; SAME AS REGISTERED LOCATION; STATE OF IL INVESTMENT ADVISORY FIRM; MEMBER SINCE 11/01/03; 5 HRS/WK; PROVIDE INVESTMENT ADVISORY SERV: 2)ROCKOFF, HARLAN, RASOF, LTD; SCHAUMBURG, IL; ACCOUNTANT/SHAREHOLDER SINCE 9/1/78; ACCOUNTING PRACTICE; 40+ HRS/WK; PROVIDE ACCOUNTING SERVICES: 3)3818 OAKTON BLDG LLC; NOT INV REL; SKOKIE, IL; MEMBER; START DATE 1999; 1 HR/MTH, NONE DURING SECURITIES TRADING HRS: 4)NAME OF OTHER BUSINESS: KUTCHINS, ROBBIN, DIAMOND, LTD.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA FIRM; START DATE: 09/2017; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING AND TAX SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-20
• S63 Uniform Securities Agent State Law Examination
  1998-12-08