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Carlye Yanker Knight

The Yanker Group

Manchester, MO

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Current Employers
The Yanker Group

13611 Barrett Office Dr., Ste. 100, Manchester, MO 63021 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-02-14
  • MO RA
    APPROVED
    Since 2024-02-14

Branch Locations

13611 Barrett Office Dr., Ste. 100, Manchester, MO 63021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Southlake TX 09/2015 02/2017
Lpl Financial, Llc Manchester MO 04/2017 Present
The Yanker Group Manchester MO 01/2016 Present
The Yanker Group Manchester MO 02/2024 Present
Previous Registrations
Other Businesses

1. 04/20/2017 - THE YANKER GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ MANCHESTER, MO (2) 04/27/2017-THE YANKER GROUP-investment related-At reported business location(s)-Registered Investment Advisor Hybrid-Licensed Admin- start 1/1/2016-Hours per month 160- Time spent percent 100%-I provide administrative support to THE YANKER GROUP, an independent investment advisor firm. I started this business activity in 04/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-14
S63 Uniform Securities Agent State Law Examination 2013-10-18
  • S66 Uniform Combined State Law Examination
    2015-12-14
  • S63 Uniform Securities Agent State Law Examination
    2013-10-18
Designations
Other Names
  • Carlye Ann Yanker

View on SEC IAPD

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