Dinesh Goyal

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 08/2017
  Kestra Financial Services, Inc
  Austin, TX
• 09/2017 → Present
  Lpl Financial, Llc
  Milpitas, CA
• 09/2017 → Present
  Securities America Inc.
  Milpitas, CA
• 09/2017 → Present
  Securities America Advisors
  Milpitas, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Milpitas, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Milpitas, CA

Previous Registrations

• 2017-09-21 → 2024-06-14
  Securities America Advisors, Inc.
  Milpitas, CA
• 2017-09-05 → 2017-09-28
  Lpl Financial Llc
  Milpitas, CA
  Fort Mill, SC
  Milpitas, CA
• 2016-04-18 → 2017-09-22
  Kestra Advisory Services, Llc
  Milpitas, CA
• 2013-01-14 → 2016-09-22
  Kestra Investment Services, Llc
  Milpitas, CA

Other Businesses

1. SECURITIES AMERICA ADVISORS-IAR-INVESTMENT ADVISORY-INVESTMENT RELATED-START DATE 9/2017 LOCATED AT 995 MONTAGUE EXPRESSWAY STE. 121; MILPITAS, CA 95035 2. Dinesh & Seema Goyal Family Trust- REVOCABLE TRUST- TRUSTEE-START DATE: 12/2006 LOCATED AT 1041 EAGLE RIDGE WAY; MILPITAS, CA 95035 3. MEHTA AND ASSOCIATES POSITION: Financial Advisor NATURE: Mehta and associates INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 05/01/2012 ADDRESS: 995 montague expy, #121, Milpitas CA 95035, United States DESCRIPTION: Term and index insurance services

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-01-11
• S63 Uniform Securities Agent State Law Examination
  2012-05-11