Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2018-02-14
IL RA APPROVED 2018-02-14
MO RA APPROVED 2018-02-14
TX RA APPROVED 2018-02-14
  • AR RA
    APPROVED
    Since 2018-02-14
  • IL RA
    APPROVED
    Since 2018-02-14
  • MO RA
    APPROVED
    Since 2018-02-14
  • TX RA
    APPROVED
    Since 2018-02-14

Branch Locations

105 West High Street, Jefferson City, MO 65101 • United States

329 South Oak, California, MO 65018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Bank Jefferson City MO 04/2012 Present
Invest Financial Corporation Tampa FL 04/2012 02/2018
Lpl Financial Llc Jefferson City MO 02/2018 Present
  • 04/2012 → Present
    Central Bank
    Jefferson City, MO
  • 04/2012 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → Present
    Jefferson City, MO
Previous Registrations
  • 2012-09-17 → 2018-02-14
    Invest Financial Corporation
    Jefferson City, MO
    Jefferson City, MO
    California, MO
    Jefferson City, MO
    Appleton, WI
Other Businesses

1. 02/14/2018 - INVESTOR SERVICES INSURANCE - Investment Related - 3533 COUNTRY CLUB DR JEFFERSON CITY MO 65109-1032 - Non-Variable Insurance - Agent - Start Date 04/15/2013 - 1-2 Hours Per Month/1 During Securities Trading. 2. 03/08/2018 - Central Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 03/22/2018 - Taylor Houses LLC - Not Investment Related - 600 and 602 Taylor Street, California Mo 65109 - Real Estate Rental - Start Date 02/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 03/22/2018 - Swifts LLC - Not Investment Related - Jefferson City, MO - Real Estate Rental - Start Date 02/05/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 6/18/2019 - SACKETT GROUP LLC - Investment Related - Jefferson City Mo 65109 - Real Estate Rental - Started 05/06/2019 - 5 Hours Per Month/0 Hours During Securities Trading - Two rental houses. 6. 10/27/2021 - 308 Hamlin LLC - Investment Related - Jefferson City, MO 65109 - Real Estate Rental - Start Date: 03/15/2021 - 10 Hours Per Month/0 Hours During Securities Trading - Residential rental property. 7. 11/09/2021 - Linn County 98 LLC - Investment Related - JEFFERSON CITY MO 65109 - Real Estate Rental - Start Date: 11/27/2020 - 0 Hours Per Month/0 Hours During Securities Trading - Agricultural land located in Linn County Missouri.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-14
  • S66 Uniform Combined State Law Examination
    2012-09-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Jefferson City, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor