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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-02-14 |
| IL | RA | APPROVED | 2018-02-14 |
| MO | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED | 2018-02-14 |
Branch Locations
105 West High Street, Jefferson City, MO 65101 • United States
329 South Oak, California, MO 65018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Bank | Jefferson City | MO | 04/2012 | Present |
| Invest Financial Corporation | Tampa | FL | 04/2012 | 02/2018 |
| Lpl Financial Llc | Jefferson City | MO | 02/2018 | Present |
1. 02/14/2018 - INVESTOR SERVICES INSURANCE - Investment Related - 3533 COUNTRY CLUB DR JEFFERSON CITY MO 65109-1032 - Non-Variable Insurance - Agent - Start Date 04/15/2013 - 1-2 Hours Per Month/1 During Securities Trading. 2. 03/08/2018 - Central Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 03/22/2018 - Taylor Houses LLC - Not Investment Related - 600 and 602 Taylor Street, California Mo 65109 - Real Estate Rental - Start Date 02/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 03/22/2018 - Swifts LLC - Not Investment Related - Jefferson City, MO - Real Estate Rental - Start Date 02/05/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 6/18/2019 - SACKETT GROUP LLC - Investment Related - Jefferson City Mo 65109 - Real Estate Rental - Started 05/06/2019 - 5 Hours Per Month/0 Hours During Securities Trading - Two rental houses. 6. 10/27/2021 - 308 Hamlin LLC - Investment Related - Jefferson City, MO 65109 - Real Estate Rental - Start Date: 03/15/2021 - 10 Hours Per Month/0 Hours During Securities Trading - Residential rental property. 7. 11/09/2021 - Linn County 98 LLC - Investment Related - JEFFERSON CITY MO 65109 - Real Estate Rental - Start Date: 11/27/2020 - 0 Hours Per Month/0 Hours During Securities Trading - Agricultural land located in Linn County Missouri.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-14 |
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