Yair Juventino Garcia

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 03/2017
  Branch Banking & Trust
  Southlake, TX
• 03/2017 → 05/2018
  Fidelity Brokerage Services Llc
  Westlake, TX
• 06/2018 → 10/2018
  Bbva Compass Insurance Agency
  Fort Worth, TX
• 06/2018 → 10/2018
  Compass Bank
  Fort Worth, TX
• 06/2018 → 10/2018
  Bbva Securities Inc.
  Fort Worth, TX
• 10/2018 → 09/2022
  Jpmorgan Chase Bank, N.A.
  Saginaw, TX
• 10/2018 → 09/2022
  J.P. Morgan Securities Llc
  Saginaw, TX
• 09/2022 → 08/2024
  Tiaa
  Lewisville, TX
• 09/2022 → 08/2024
  Tiaa-Cref Individual & Institutional Services, Llc
  Lewisville, TX
• 08/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 08/2016 → 05/2017
  Tarrant County College
  North Richland Hills, TX
• 09/2024 → Present
  Bank Of America, N.A.
  Fort Worth, TX

Previous Registrations

• 2023-01-09 → 2024-08-28
  Tiaa-Cref Individual & Institutional Services, Llc
  Frisco, TX
  Haslet, TX

Exams

• S66 Uniform Combined State Law Examination
  2023-01-06
• S63 Uniform Securities Agent State Law Examination
  2015-05-06

Other Names

• J Garcia
• Yair J Garcia
• Jay Garcia
• Yair Juventino Garcia
• Yair Garcia
• Yair J. Garcia