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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-01-17
  • PA RA
    APPROVED
    Since 2017-01-17

Branch Locations

222 Blue Course Dr, State College, PA 16803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services State College PA 07/2012 Present
Raymond James Financial Services Advisors Inc. State College PA 01/2017 Present
King Wealth Strategies State College PA 08/2012 Present
Other Businesses

(1) Name of Business: Address: 222 Blue Course, State College, PA, 16803, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Management of Rental Investment Property. Self-Rental (2) Name of Business: King Financial Partners Address: 222 Blue Course Dr, State College, PA, 16803, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/15/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Operations Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-26
  • S66 Uniform Combined State Law Examination
    2016-10-26
Other Names
  • Laura Ann Hunckler

View on SEC IAPD

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