Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-20 |
| CA | RA | APPROVED | 2018-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co.,Inc. | San Francisco | CA | 04/2000 | 11/2017 |
| Charles Schwab Bank | San Francisco | CA | 10/2008 | 11/2017 |
| Jp Morgan Chase Bank, N.A. | San Francisco | CA | 04/2018 | Present |
| Jp Morgan Securities, Llc | San Francisco | CA | 04/2018 | Present |
| Unemployed | San Francisco | CA | 11/2017 | 04/2018 |
Joint Landlord of rental property for address: 338 Cooper School Road Vacaville, CA 95687. I spend an hour per month to manage it. Investment related start date:June 7, 2004. Joint Landlord of second rental property for address: 1018 Villaggio Circle Vacaville, CA 95688. I spend an hour per month to manage it.Investment related. start date January 18, 2005.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-11 |
Reach out to this advisor