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Ching Pong Vicman Ho

J.P. Morgan Securities LLC

San Francisco, CA

CRD 4189281

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-20
CA RA APPROVED 2018-04-19
  • TX RA
    APPROVED_RES
    Since 2018-04-20
  • CA RA
    APPROVED
    Since 2018-04-19

Branch Locations

2323 Irving Street, San Francisco, CA 94122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc. San Francisco CA 04/2000 11/2017
Charles Schwab Bank San Francisco CA 10/2008 11/2017
Jp Morgan Chase Bank, N.A. San Francisco CA 04/2018 Present
Jp Morgan Securities, Llc San Francisco CA 04/2018 Present
Unemployed San Francisco CA 11/2017 04/2018
  • 04/2000 → 11/2017
    Charles Schwab & Co.,Inc.
    San Francisco, CA
  • 10/2008 → 11/2017
    Charles Schwab Bank
    San Francisco, CA
  • 04/2018 → Present
    Jp Morgan Chase Bank, N.A.
    San Francisco, CA
  • 04/2018 → Present
    San Francisco, CA
  • 11/2017 → 04/2018
    Unemployed
    San Francisco, CA
Previous Registrations
Other Businesses

Joint Landlord of rental property for address: 338 Cooper School Road Vacaville, CA 95687. I spend an hour per month to manage it. Investment related start date:June 7, 2004. Joint Landlord of second rental property for address: 1018 Villaggio Circle Vacaville, CA 95688. I spend an hour per month to manage it.Investment related. start date January 18, 2005.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-07
S63 Uniform Securities Agent State Law Examination 2000-12-11
  • S66 Uniform Combined State Law Examination
    2007-08-07
  • S63 Uniform Securities Agent State Law Examination
    2000-12-11
Other Names
  • Pong C Ho
  • Victor Ching Ho
  • Pong C Ho
  • Ching Pong Vicman Ho
  • Ching Pong C Ho
  • Ching Pong V Ho
  • Victor Ho

View on SEC IAPD

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