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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Pewaukee | WI | 10/2011 | 10/2017 |
| Pfs Investments Inc | Pewaukee | WI | 04/2012 | 10/2017 |
| Ameriprise Financial Services, Inc. | Brookfield | WI | 10/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Brookfield | WI | 03/2020 | Present |
Outside Employment; Independent WIAA referee; Football referee -; Part of crew that officiates football games from August to October each fall.; 409 Pheasant LaneSullivan, WI 53178, ,; Not Investment-Related; 08/17/2017; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-30 |
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