David Stuart

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 10/2017
  Primerica Financial Services
  Pewaukee, WI
• 04/2012 → 10/2017
  Pfs Investments Inc
  Pewaukee, WI
• 10/2017 → 03/2020
  Ameriprise Financial Services, Inc.
  Brookfield, WI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Brookfield, WI

Previous Registrations

• 2012-08-27 → 2017-10-13
  Pfs Investments Inc.
  Waukesha, WI

Other Businesses

Outside Employment; Independent WIAA referee; Football referee -; Part of crew that officiates football games from August to October each fall.; 409 Pheasant LaneSullivan, WI 53178, ,; Not Investment-Related; 08/17/2017; 10 to 19 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-07
• S63 Uniform Securities Agent State Law Examination
  2012-04-30