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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-06
  • TX RA
    APPROVED
    Since 2022-10-06

Branch Locations

Houston, TX • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing Houston TX 05/2015 06/2017
Lpl Financial Llc Houston TX 07/2017 07/2018
Jp Morgan Securities, Llc Houston TX 07/2018 09/2022
Jp Morgan Chase Bank, N.A. Houston TX 07/2018 09/2022
Tdecu/ Lpl Houston TX 07/2017 07/2018
Empower Financial Services, Inc Greenwood Village CO 09/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 09/2022 Present
  • 05/2015 → 06/2017
    Capital One Investing
    Houston, TX
  • 07/2017 → 07/2018
    Houston, TX
  • 07/2018 → 09/2022
    Houston, TX
  • 07/2018 → 09/2022
    Jp Morgan Chase Bank, N.A.
    Houston, TX
  • 07/2017 → 07/2018
    Tdecu/ Lpl
    Houston, TX
  • 09/2022 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 09/2022 → Present
    Greenwood Village, CO
Previous Registrations
  • 2018-08-02 → 2022-09-28
    Houston, TX
    Houston, TX
    Spring, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
  • 2017-07-10 → 2018-07-31
    Houston, TX
  • 2015-07-21 → 2017-06-21
    Capital One Advisors, Llc
    Spring, TX
    Mclean, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-20
  • S66 Uniform Combined State Law Examination
    2015-07-20
Other Names
  • Luis Ernesto Rodriguez Rexach
  • Luis Rodriguez Rexach
  • Luis Rexach
  • Luis Rodriguez Rexach

View on SEC IAPD

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