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Siulieng Chea-Jerez

J.P. Morgan Securities LLC

Oakland, CA

Sacramento, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-09-03
TX RA APPROVED 2014-09-03
  • CA RA
    APPROVED
    Since 2014-09-03
  • TX RA
    APPROVED
    Since 2014-09-03

Branch Locations

5114 Broadway, Oakland, CA 94611 • United States

4741 Madison Ave, Floor 02, Sacramento, CA 95841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Oakland CA 11/2011 01/2018
J.P. Morgan Securities Llc San Leandro CA 10/2012 Present
Jp Morgan Chase Bank, N.A. San Leandro CA 01/2018 Present
  • 11/2011 → 01/2018
    Jpmorgan Chase Bank
    Oakland, CA
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    San Leandro, CA
  • 01/2018 → Present
    Jp Morgan Chase Bank, N.A.
    San Leandro, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-28
S63 Uniform Securities Agent State Law Examination 2012-06-22
  • S66 Uniform Combined State Law Examination
    2014-08-28
  • S63 Uniform Securities Agent State Law Examination
    2012-06-22
Other Names
  • Siulieng Chea
  • Siulieng Chea Matias

View on SEC IAPD

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Roscoe Herman Harris
AARON KURT PHILLIPS
WILLIAM STUART MONSTED
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Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

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