Kathryn Patterson Hendon

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-07-31
FL	RA	APPROVED	2022-01-03
KY	RA	APPROVED	2019-10-18

TX RA
APPROVED_RES

Since 2022-07-31
FL RA
APPROVED

Since 2022-01-03
KY RA
APPROVED

Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.J.B. Hilliard, W.L. Lyons, Llc	Louisville	KY	04/2012	Present
Robert W. Baird & Co. Incorporated	Louisville	KY	10/2019	Present

04/2012 → Present

J.J.B. Hilliard, W.L. Lyons, Llc

Louisville, KY
10/2019 → Present

Robert W. Baird & Co. Incorporated

Louisville, KY

Previous Registrations

2016-10-19 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Louisville, KY

Other Businesses

J.W.Parker Sustainable Solutions, treasurer, husband/wife LLC to own rental property, paying bills, tracking property expenses, filing taxes, start date 07/17/2018, 4 hrs/mo, 1 hr/mo trading. Name/Address: Bellewood & Brooklawn 3121 Brooklawn Campus Dr. Louisville KY 40218 Start Date: 1/1/24 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment Finance Committee Investment Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-10-18
S63	Uniform Securities Agent State Law Examination	2012-10-18

S65 Uniform Investment Adviser Law Examination

2016-10-18
S63 Uniform Securities Agent State Law Examination

2012-10-18

Other Names

Kate Patterson Hendon

View on SEC IAPD