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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-12 |
| NY | RA | APPROVED | 2024-03-04 |
Branch Locations
6965 Yellowstone Blvd, Forest Hills, NY 11375 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lord & Taylor | New York | NY | 06/2013 | 05/2017 |
| Unemployed | New York | NY | 03/2017 | 12/2018 |
| Network 1 Financial Securities, Inc. | Red Bank | NJ | 02/2022 | 01/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Forest Hills | NY | 02/2024 | Present |
| Cathay Securities | New York | NY | 10/2023 | 12/2023 |
| Unemployed | New York | NY | 12/2023 | 02/2024 |
| The Spaventa Group | Ronkonkoma | NY | 05/2021 | 09/2021 |
| Unemployed | New York | NY | 09/2021 | 12/2021 |
| Unemployed | Unemployed | NY | 02/2023 | 10/2023 |
| New York Life | New York | NY | 12/2018 | 04/2020 |
| Axa Advisors | New York | NY | 04/2020 | 05/2020 |
| New York Life | New York | NY | 05/2020 | 04/2021 |
| Unemployed | Unemployed | NY | 04/2021 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-16 |
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