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Robert John Williams

Transamerica Retirement Advisors, LLC

Seminole, FL

CRD 6052839

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-01-30
  • FL RA
    APPROVED
    Since 2020-01-30

Branch Locations

Seminole, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Tampa FL 03/2012 06/2019
Transamerica Investors Securities Corporation St. Petersburg FL 01/2020 Present
Unemployment Seminole FL 07/2019 01/2020
Transamerica Life Insurance Company St. Petersburg FL 01/2020 Present
  • 03/2012 → 06/2019
    T. Rowe Price
    Tampa, FL
  • 01/2020 → Present
    Transamerica Investors Securities Corporation
    St. Petersburg, FL
  • 07/2019 → 01/2020
    Unemployment
    Seminole, FL
  • 01/2020 → Present
    Transamerica Life Insurance Company
    St. Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-11
S63 Uniform Securities Agent State Law Examination 2013-04-18
  • S66 Uniform Combined State Law Examination
    2013-10-11
  • S63 Uniform Securities Agent State Law Examination
    2013-04-18
Other Names
  • Bobby John Williams

View on SEC IAPD

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