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Samuel Hurtado

J.P. Morgan Securities LLC

Tempe, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-25
AZ RA APPROVED 2015-01-27
  • TX RA
    APPROVED_RES
    Since 2025-06-25
  • AZ RA
    APPROVED
    Since 2015-01-27

Branch Locations

1821 E. Guadalupe Rd., Tempe, AZ 85283 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arizona State University Tempe AZ 08/2007 Present
J.P. Morgan Securities Llc Tempe AZ 10/2012 12/2019
J.P. Morgan Securities Llc Tempe AZ 12/2019 Present
Jpmorgan Chase Bank Tempe AZ 12/2019 Present
Jp Morgan Securities Llc Tempe AZ 12/2015 11/2019
Jp Morgan Chase Bank Na Tempe AZ 12/2015 11/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-31
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2014-12-31
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Sammy Eduardo Hurtado
  • Sammy E Hurtado
  • Samuel E Hurtado
  • Samuel Eduardo Hurtado

View on SEC IAPD

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