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Kenneth Robert Nocton

Edward Jones

Indianapolis, IN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-05
IN RA APPROVED 2022-09-28
  • TX RA
    APPROVED
    Since 2023-04-05
  • IN RA
    APPROVED
    Since 2022-09-28

Branch Locations

5455 W 86Th Street Suite 230, Indianapolis, IN 46268 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank N.A. Indianapolis IN 04/2017 07/2022
Jpmorgan Securities Llc Indianapolis IN 10/2018 07/2022
Jpmorgan Chase Bank N.A. Stamford CT 09/2013 04/2017
Edward Jones St Louis MO 08/2022 Present
  • 04/2017 → 07/2022
    Jpmorgan Chase Bank N.A.
    Indianapolis, IN
  • 10/2018 → 07/2022
    Jpmorgan Securities Llc
    Indianapolis, IN
  • 09/2013 → 04/2017
    Jpmorgan Chase Bank N.A.
    Stamford, CT
  • 08/2022 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-26
S63 Uniform Securities Agent State Law Examination 2019-02-15
  • S66 Uniform Combined State Law Examination
    2022-09-26
  • S63 Uniform Securities Agent State Law Examination
    2019-02-15
Other Names
  • Kenny R Nocton
  • Kenneth Nocton
  • Kenneth R Nocton
  • Kenny Nocton
  • Kenny Robert Nocton

View on SEC IAPD

Other Firms

SANCTUARY ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NORTHWEST FINANCIAL SERVICES INC
INVESTMENT ADVISORS OF INDIANAPOLIS INC
BAXTER CAPITAL MANAGEMENT INC
CRF FINANCIAL GROUP
NORTHBOUND WEALTH
LPL FINANCIAL LLC

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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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