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Current Employers
The Baldwin Group Wealth Advisors, Llc

4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-08-21
CA RA APPROVED 2022-08-15
  • MD RA
    APPROVED
    Since 2026-08-21
  • CA RA
    APPROVED
    Since 2022-08-15

Branch Locations

2211 Michelson Suite 470, Irvine, CA 92612 • United States

4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2015 06/2020
Equitable Advisors, Llc New York NY 05/2015 05/2025
Burnham Gibson Wealth Advisors, Llc Irvine CA 10/2021 10/2024
The Baldwin Group Wealth Advisors, Llc Tampa FL 10/2024 Present
The Baldwin Group Securities, Llc Bethesda MD 06/2025 01/2026
Lasalle St. Securites, Llc Elmhurst IL 02/2026 08/2026
The Baldwin Group Securities, Llc Bethesda MD 08/2026 Present
  • 05/2015 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2015 → 05/2025
    Equitable Advisors, Llc
    New York, NY
  • 10/2021 → 10/2024
    Burnham Gibson Wealth Advisors, Llc
    Irvine, CA
  • 10/2024 → Present
    Tampa, FL
  • 06/2025 → 01/2026
    The Baldwin Group Securities, Llc
    Bethesda, MD
  • 02/2026 → 08/2026
    Lasalle St. Securites, Llc
    Elmhurst, IL
  • 08/2026 → Present
    The Baldwin Group Securities, Llc
    Bethesda, MD
Other Businesses

1. The Baldwin Group Wealth Advisors, LLC Investment related 2211 Michelson Drive, Suite 470 Irvine, CA 92612 Registered Investment Advisor Investment Adviser Representative-Director of Financial Services Operations 10/2024 Forty plus hours weekly devoted to firm operations oversight. 2. The Baldwin Group Securities, LLC Investment related 6720-B Rockledge Drive Suite 400 Bethesda, MD 20817 Broker Dealer Register Representative-Chief Compliance Officer 08/2026 Ten hours during securities trading hours devoted monthly to compliance matters. 2. The Baldwin Group 2211 Michelson Dr., Suite 470, Irvine, CA 92612 Fixed Insurance Agent 10/2021 Four hours during securities trading hours devoted monthly 3. Tru Real Estate Solutions Inc. Investment related California Rental property entity Treasurer 01/2023 Ten hours devoted monthly to accounting responsibilities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-03
S63 Uniform Securities Agent State Law Examination 2012-06-21
  • S65 Uniform Investment Adviser Law Examination
    2022-08-03
  • S63 Uniform Securities Agent State Law Examination
    2012-06-21

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