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4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-08-21 |
| CA | RA | APPROVED | 2022-08-15 |
Branch Locations
2211 Michelson Suite 470, Irvine, CA 92612 • United States
4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 05/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2015 | 05/2025 |
| Burnham Gibson Wealth Advisors, Llc | Irvine | CA | 10/2021 | 10/2024 |
| The Baldwin Group Wealth Advisors, Llc | Tampa | FL | 10/2024 | Present |
| The Baldwin Group Securities, Llc | Bethesda | MD | 06/2025 | 01/2026 |
| Lasalle St. Securites, Llc | Elmhurst | IL | 02/2026 | 08/2026 |
| The Baldwin Group Securities, Llc | Bethesda | MD | 08/2026 | Present |
1. The Baldwin Group Wealth Advisors, LLC Investment related 2211 Michelson Drive, Suite 470 Irvine, CA 92612 Registered Investment Advisor Investment Adviser Representative-Director of Financial Services Operations 10/2024 Forty plus hours weekly devoted to firm operations oversight. 2. The Baldwin Group Securities, LLC Investment related 6720-B Rockledge Drive Suite 400 Bethesda, MD 20817 Broker Dealer Register Representative-Chief Compliance Officer 08/2026 Ten hours during securities trading hours devoted monthly to compliance matters. 2. The Baldwin Group 2211 Michelson Dr., Suite 470, Irvine, CA 92612 Fixed Insurance Agent 10/2021 Four hours during securities trading hours devoted monthly 3. Tru Real Estate Solutions Inc. Investment related California Rental property entity Treasurer 01/2023 Ten hours devoted monthly to accounting responsibilities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-21 |
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