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Christophe Taylor Schweighardt

First Trust Advisors LP

Wheaton, IL

CRD 6052174

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Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-06-15
  • IL RA
    APPROVED
    Since 2017-06-15

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Naperville IL 05/2013 10/2016
Jp Morgan Securities Llc Naperville IL 03/2014 10/2016
Calamos Financial Services Llc Naperville IL 10/2016 05/2017
First Trust Portfolios L.P. Wheaton IL 05/2017 Present
First Trust Advisors L.P. Wheaton IL 05/2017 Present
  • 05/2013 → 10/2016
    Jpmorgan Chase Bank
    Naperville, IL
  • 03/2014 → 10/2016
    Jp Morgan Securities Llc
    Naperville, IL
  • 10/2016 → 05/2017
    Calamos Financial Services Llc
    Naperville, IL
  • 05/2017 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 05/2017 → Present
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-15
S63 Uniform Securities Agent State Law Examination 2014-05-14
  • S65 Uniform Investment Adviser Law Examination
    2017-06-15
  • S63 Uniform Securities Agent State Law Examination
    2014-05-14
Other Names
  • Chris Schweighardt
  • Christopher Taylor Schweighardt
  • Christopher Schweighardt

View on SEC IAPD

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