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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-08
  • WI RA
    APPROVED
    Since 2026-07-08

Branch Locations

20800 Swenson Dr Ste 200, Waukesha, WI 53186 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2014-06-18
  • WI RA
    APPROVED
    Since 2014-06-18

Branch Locations

20800 Swenson Dr Ste 200 Crossroads Corporate Center, Waukesha, WI 53186 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Waukesha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Waukesha WI 04/2012 11/2016
Abrasive Specialties Hartland WI 06/2000 Present
Wells Fargo Clearing Services, Llc Waukesha WI 11/2016 Present
Wells Fargo Advisors Financial Network Waukesha WI 07/2026 Present
  • 04/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Waukesha, WI
  • 06/2000 → Present
    Abrasive Specialties
    Hartland, WI
  • 11/2016 → Present
    Waukesha, WI
  • 07/2026 → Present
    Wells Fargo Advisors Financial Network
    Waukesha, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-18
  • S66 Uniform Combined State Law Examination
    2014-06-18

View on SEC IAPD

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