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Brian William Gilroy

Confidence Wealth Management, Inc.

Los Angeles, CA

St. Augustine, FL

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Current Employers
Confidence Wealth Management, Inc.

10940 Wilshire Blvd Suite 600, Los Angeles, CA 90024 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-22
NV RA APPROVED 2024-10-22
  • FL RA
    APPROVED
    Since 2024-10-22
  • NV RA
    APPROVED
    Since 2024-10-22

Branch Locations

10940 Wilshire Blvd Suite 600, Los Angeles, CA 90024 • United States

St. Augustine, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc New York NY 09/2014 08/2017
E*Trade Securities Llc New York NY 08/2017 08/2023
E*Trade Capital Management Llc New York NY 08/2017 08/2023
Morgan Stanley New York NY 03/2023 08/2023
Unemployed St. Augustine FL 09/2023 07/2024
Financial Engines Advisors, L.L.C. Santa Clara CA 08/2024 10/2024
Confidence Wealth Management Henderson NV 10/2024 Present
  • 09/2014 → 08/2017
    Fidelity Brokerage Services Llc
    New York, NY
  • 08/2017 → 08/2023
    E*Trade Securities Llc
    New York, NY
  • 08/2017 → 08/2023
    E*Trade Capital Management Llc
    New York, NY
  • 03/2023 → 08/2023
    Morgan Stanley
    New York, NY
  • 09/2023 → 07/2024
    Unemployed
    St. Augustine, FL
  • 08/2024 → 10/2024
    Financial Engines Advisors, L.L.C.
    Santa Clara, CA
  • 10/2024 → Present
    Confidence Wealth Management
    Henderson, NV
Previous Registrations
  • 2024-08-08 → 2024-11-13
    Edelman Financial Engines
    St. Augustine, FL
  • 2017-08-25 → 2023-08-18
    Harrisdirect Llc
    New York, NY
    Arlington, VA
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-24
S65 Uniform Investment Adviser Law Examination 2014-04-02
S63 Uniform Securities Agent State Law Examination 2012-05-10
  • S66 Uniform Combined State Law Examination
    2017-08-24
  • S65 Uniform Investment Adviser Law Examination
    2014-04-02
  • S63 Uniform Securities Agent State Law Examination
    2012-05-10
Designations

View on SEC IAPD

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