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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-06-09
TX RA APPROVED_RES 2026-01-14
GA RA APPROVED 2026-01-12
  • SC RA
    APPROVED
    Since 2026-06-09
  • TX RA
    APPROVED_RES
    Since 2026-01-14
  • GA RA
    APPROVED
    Since 2026-01-12

Branch Locations

3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States

Saint Helena Island, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Atlanta GA 06/2009 01/2026
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2026
Wells Fargo Clearing Services, Llc Atlanta GA 01/2026 Present
  • 06/2009 → 01/2026
    Morgan Stanley Smith Barney
    Atlanta, GA
  • 01/2015 → 01/2026
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2026 → Present
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-10
S63 Uniform Securities Agent State Law Examination 2000-06-20
  • S65 Uniform Investment Adviser Law Examination
    2000-07-10
  • S63 Uniform Securities Agent State Law Examination
    2000-06-20
Designations

View on SEC IAPD

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