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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-08-25
  • NJ RA
    APPROVED
    Since 2016-08-25

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2011 Present
Other Businesses

I*3535265 Entity Type: Entity Charitable Name of OBA: Monroe Township Baseball Association Address: Monroe, New Jersey Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/14/2026 Number of Hours: 100, Yearly Number of Hours during trading: 0, Yearly Duties: On the board of directors as the VP of recreation baseball for the township of Monroe (Monroe Township Baseball Association) VP of recreation baseball, in charge of the leagues operations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-23
  • S66 Uniform Combined State Law Examination
    2016-08-23
Other Names
  • Sean M Byrnes

View on SEC IAPD

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