Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-17 |
Branch Locations
640 3Rd St, Santa Rosa, CA 95404 • United States
19245 Sonoma Hwy, Sonoma, CA 95476 • United States
700 Trancas St, Napa, CA 94558 • United States
904 Fourth St, San Rafael, CA 94901 • United States
343 Sansome Street Ste 100, San Francisco, CA 94107 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Santa Rosa | CA | 10/2012 | 11/2018 |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 11/2018 | 06/2024 |
| Lpl Financial | Santa Rosa | CA | 07/2024 | 09/2025 |
| Lpl Financial Llc | Napa | CA | 11/2025 | Present |
| Mechanics Bank | Napa | CA | 11/2025 | Present |
1 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Mechanics Investment Services - Inv Related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-30 |
Reach out to this advisor